Sam Garrett

Sam Garrett

About Sam Garrett

Sam Garrett has 30 years of business law experience in New York, London, Virginia and Texas. He has done 53 IPOs and over 100 M&A deals. He also handles private placements and commercial contracts. Sam can be reached at 972.795.8812 or
Sep 26, 2017

SEC Reacts to Hurricane Harvey and Irma on Dual Fronts

By | 2017-09-25T16:23:41+00:00 September 26th, 2017|

In swift response to the widespread destruction and disorder caused by Hurricane Harvey and Irma, the Securities and Exchange Commission (SEC) is offering both regulatory relief and enforcement warnings.

Aug 3, 2017

SEC Broadens Companies’ Rights to Submit Some Filings Privately

By | 2017-08-07T21:40:25+00:00 August 3rd, 2017|

UPDATE: We're happy to report this post made the Texas Bar Today's list of the Top 10 blog posts of the week.  A recent change by the U.S. Securities and Exchange Commission gives more companies the ability to submit some SEC filings privately – possibly reducing the risk of market-moving speculation and rumors. Sam [...]